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Testing ReentrantReadWriteLock Concurrency Mechanisms in concurrent-ruby

This test suite validates the ReentrantReadWriteLock implementation in concurrent-ruby, focusing on thread-safe read/write lock mechanisms. It verifies proper lock acquisition, release, and reentrant behavior for both read and write operations in concurrent scenarios.

Test Coverage Overview

The test suite provides comprehensive coverage of ReentrantReadWriteLock functionality:
  • Read lock acquisition and release scenarios
  • Write lock acquisition and release patterns
  • Lock upgrading and downgrading operations
  • Concurrent access patterns and thread safety
  • Error handling for invalid lock operations

Implementation Analysis

The testing approach uses RSpec’s shared contexts and custom matchers to validate lock behavior. It employs sophisticated patterns for tracking lock ownership and state across multiple threads and fibers, with careful attention to timing-sensitive concurrent operations.
  • Custom matchers for lock state verification
  • Thread-safe test coordination using CountDownLatch
  • Timeout-protected test execution

Technical Details

Testing infrastructure includes:
  • RSpec framework with custom matchers
  • Concurrent primitives (CountDownLatch, AtomicBoolean)
  • Thread and Fiber management utilities
  • TrackedReentrantReadWriteLock implementation for testing
  • Timeout mechanisms for deadlock prevention

Best Practices Demonstrated

The test suite exemplifies high-quality concurrent testing practices:
  • Comprehensive edge case coverage
  • Robust concurrent operation validation
  • Clean separation of concerns with helper classes
  • Effective use of RSpec shared contexts
  • Thorough error condition testing

ruby-concurrency/concurrent-ruby

spec/concurrent/atomic/reentrant_read_write_lock_spec.rb

            
require 'concurrent/utility/engine'
require 'concurrent/atomic/reentrant_read_write_lock'
require 'concurrent/atomic/count_down_latch'
require 'concurrent/atomic/atomic_boolean'
require 'concurrent/set'
require 'timeout'
require 'fiber'

module Concurrent
  BaseMatcher = RSpec::Matchers::BuiltIn::BaseMatcher

  class TrackedReentrantReadWriteLock < ReentrantReadWriteLock
    def initialize(scope = Thread)
      super()

      @scope = scope
      @read_acquired = Concurrent::Set.new
      @write_acquired = Concurrent::Set.new
    end

    attr :read_acquired
    attr :write_acquired

    def try_read_lock
      if super
        @read_acquired.add(@scope.current)
        true
      else
        false
      end
    end

    def try_write_lock
      if super
        @write_acquired.add(@scope.current)
        true
      else
        false
      end
    end

    def acquire_read_lock
      if super
        @read_acquired.add(@scope.current)
        true
      else
        false
      end
    end

    def acquire_write_lock
      if super
        @write_acquired.add(@scope.current)
        true
      else
        false
      end
    end

    def release_read_lock
      super.tap do
        @read_acquired.delete(@scope.current)
      end
    end

    def release_write_lock
      super.tap do
        @write_acquired.delete(@scope.current)
      end
    end
  end

  # ****************************************************************
  # First some custom matchers to make our tests all nice and pretty
  # ****************************************************************

  class HoldLock
    def initialize(lock)
      @lock = lock
    end

    def for_read
      HoldReadLock.new(@lock)
    end

    def for_write
      HoldWriteLock.new(@lock)
    end

    def for_both
      HoldBoth.new(@lock)
    end
  end

  class HoldReadLock < BaseMatcher
    def match(lock, scope)
      ((lock.instance_eval { @Counter.value } & ReentrantReadWriteLock::MAX_READERS) != 0) && lock.read_acquired.include?(scope)
    end
  end

  class HoldWriteLock < BaseMatcher
    def match(lock, scope)
      ((lock.instance_eval { @Counter.value } & ReentrantReadWriteLock::RUNNING_WRITER) != 0) && lock.write_acquired.include?(scope)
    end
  end

  class HoldBoth < BaseMatcher
    def match(lock, scope)
      HoldReadLock.new(lock).matches?(scope) && HoldWriteLock.new(lock).matches?(scope)
    end
  end

  class BeFree < BaseMatcher
    MASK = ReentrantReadWriteLock::MAX_READERS + ReentrantReadWriteLock::RUNNING_WRITER

    def matches?(lock)
      (lock.instance_eval { @Counter.value } & MASK) == 0
    end

    def failure_message
      "expected lock to be free"
    end
  end

  # *******************************************************

  RSpec.shared_context TrackedReentrantReadWriteLock do
    def hold(lock)
      HoldLock.new(lock)
    end

    def be_free
      BeFree.new
    end

    def wait_up_to(secs, &condition)
      _end = Time.now + secs
      while !condition.call && Time.now < _end
        sleep(0.001)
      end
    end
  end

  RSpec.describe ReentrantReadWriteLock do
    include_context TrackedReentrantReadWriteLock

    let(:lock) { TrackedReentrantReadWriteLock.new }

    context "read lock" do

      it "allows other read locks to be acquired at the same time" do
        lock # stupid RSpec 'let' is not thread-safe!
        Timeout.timeout(3) do
          got_lock = 10.times.collect { CountDownLatch.new }
          threads  = 10.times.collect do |n|
            in_thread do
              # Each thread takes the read lock and then waits for another one
              # They will only finish if ALL of them get their read lock
              expect(lock.acquire_read_lock).to be true
              expect(Thread.current).to hold(lock).for_read
              got_lock[n].count_down
              got_lock[(n+1) % 10].wait
            end
          end
          threads.each(&:join)
        end
      end

      it "can be acquired more than once" do
        Timeout.timeout(3) do
          10.times { expect(lock.acquire_read_lock).to be true }
          expect(Thread.current).to hold(lock).for_read
          10.times { expect(lock.release_read_lock).to be true }
          expect(Thread.current).not_to hold(lock).for_read
          expect(lock).to be_free
        end
      end

      it "can be acquired while holding a write lock" do
        Timeout.timeout(3) do
          expect(lock.acquire_write_lock).to be true
          expect(Thread.current).to hold(lock).for_write
          expect(lock.acquire_read_lock).to be true
          expect(Thread.current).to hold(lock).for_both
          expect(lock.release_read_lock).to be true
          expect(Thread.current).to hold(lock).for_write
          expect(Thread.current).not_to hold(lock).for_read
          expect(lock.release_write_lock).to be true
          expect(lock).to be_free
        end
      end

      it "can be upgraded to a write lock" do
        Timeout.timeout(3) do
          expect(lock.acquire_read_lock).to be true
          expect(Thread.current).to hold(lock).for_read
          # now we want to upgrade...
          expect(lock.acquire_write_lock).to be true
          expect(lock.release_read_lock).to be true
          expect(Thread.current).to hold(lock).for_write

          expect(lock.release_write_lock).to be true
          expect(lock).to be_free
        end
      end

      it "can be upgraded to a write lock when read lock acquired more than once" do
        Timeout.timeout(3) do
          expect(lock.acquire_read_lock).to be true
          expect(lock.acquire_read_lock).to be true
          expect(Thread.current).to hold(lock).for_read

          # now we want to upgrade...
          expect(lock.acquire_write_lock).to be true
          expect(lock.release_read_lock).to be true
          expect(lock.release_read_lock).to be true
          expect(Thread.current).to hold(lock).for_write

          expect(lock.release_write_lock).to be true
          expect(lock).to be_free
        end
      end

      it "cannot be released when not held" do
        expect { lock.release_read_lock }.to raise_error(IllegalOperationError)
      end

      it "cannot be released more times than it was taken" do
        Timeout.timeout(3) do
          2.times { lock.acquire_read_lock }
          2.times { lock.release_read_lock }
          expect { lock.release_read_lock }.to raise_error(IllegalOperationError)
        end
      end

      it "wakes up waiting writers when the last read lock is released" do
        latch1,latch2 = CountDownLatch.new(3),CountDownLatch.new
        good = AtomicBoolean.new(false)
        threads = [
          in_thread { lock.acquire_read_lock; latch1.count_down; latch2.wait; lock.release_read_lock },
          in_thread { lock.acquire_read_lock; latch1.count_down; latch2.wait; lock.release_read_lock },
          in_thread { lock.acquire_read_lock; latch1.count_down; latch2.wait; lock.release_read_lock },
          in_thread { latch1.wait; lock.acquire_write_lock; good.value = true }
        ]
        wait_up_to(0.2) { threads[3].status == 'sleep' }
        # The last thread should be waiting to acquire a write lock now...
        expect(threads[3].status).to eql "sleep"
        expect(threads[3]).not_to hold(lock).for_write
        expect(good.value).to be false
        # Throw latch2 and the 3 readers will wake up and all release their read locks...
        latch2.count_down
        wait_up_to(0.2) { good.value }
        expect(threads[3]).to hold(lock).for_write
        expect(good.value).to be true
      end
    end

    context "write lock" do
      it "cannot be acquired when another thread holds a write lock" do
        latch   = CountDownLatch.new
        threads = [
          in_thread { lock.acquire_write_lock; latch.count_down },
          in_thread { latch.wait; lock.acquire_write_lock }
        ]
        expect { Timeout.timeout(1) { threads[0].join }}.not_to raise_error
        expect(threads[0]).to hold(lock).for_write
        expect(threads[1]).not_to hold(lock).for_write
        wait_up_to(0.2) { threads[1].status == 'sleep' }
        expect(threads[1].status).to eql "sleep"
      end

      it "cannot be acquired when another thread holds a read lock" do
        latch   = CountDownLatch.new
        threads = [
          in_thread { lock.acquire_read_lock; latch.count_down },
          in_thread { latch.wait; lock.acquire_write_lock }
        ]
        expect { Timeout.timeout(1) { threads[0].join }}.not_to raise_error
        expect(threads[0]).to hold(lock).for_read
        expect(threads[1]).not_to hold(lock).for_write
        wait_up_to(0.2) { threads[1].status == 'sleep' }
        expect(threads[1].status).to eql "sleep"
      end

      it "can be acquired more than once" do
        Timeout.timeout(3) do
          10.times { expect(lock.acquire_write_lock).to be true }
          expect(Thread.current).to hold(lock).for_write
          10.times { expect(lock.release_write_lock).to be true }
          expect(Thread.current).not_to hold(lock).for_write
          expect(lock).to be_free
        end
      end

      it "can be acquired while holding a read lock" do
        Timeout.timeout(3) do
          expect(lock.acquire_read_lock).to be true
          expect(Thread.current).to hold(lock).for_read
          expect(lock.acquire_write_lock).to be true
          expect(Thread.current).to hold(lock).for_both
          expect(lock.release_write_lock).to be true
          expect(Thread.current).to hold(lock).for_read
          expect(Thread.current).not_to hold(lock).for_write
          expect(lock.release_read_lock).to be true
          expect(lock).to be_free
        end
      end

      it "can be downgraded to a read lock" do
        Timeout.timeout(3) do
          expect(lock.acquire_write_lock).to be true
          expect(Thread.current).to hold(lock).for_write
          # now we want to downgrade...
          expect(lock.acquire_read_lock).to be true
          expect(lock.release_write_lock).to be true
          expect(Thread.current).to hold(lock).for_read

          expect(lock.release_read_lock).to be true
          expect(lock).to be_free
        end
      end

      it "cannot be released when not held" do
        expect { lock.release_write_lock }.to raise_error(IllegalOperationError)
      end

      it "cannot be released more times than it was taken" do
        Timeout.timeout(3) do
          2.times { lock.acquire_write_lock }
          2.times { lock.release_write_lock }
          expect { lock.release_write_lock }.to raise_error(IllegalOperationError)
        end
      end

      it "wakes up waiting readers when the write lock is released" do
        latch1,latch2 = CountDownLatch.new,CountDownLatch.new
        good = AtomicFixnum.new(0)
        threads = [
          in_thread { lock.acquire_write_lock; latch1.count_down; latch2.wait; lock.release_write_lock },
          in_thread { latch1.wait; lock.acquire_read_lock; good.update { |n| n+1 }},
          in_thread { latch1.wait; lock.acquire_read_lock; good.update { |n| n+1 }},
          in_thread { latch1.wait; lock.acquire_read_lock; good.update { |n| n+1 }}
        ]
        wait_up_to(0.2) { threads[3].status == 'sleep' }
        # The last 3 threads should be waiting to acquire read locks now...
        unless Concurrent.on_jruby? # flaky on JRuby
          (1..3).each { |n| expect(threads[n].status).to eql "sleep" }
        end
        (1..3).each { |n| expect(threads[n]).not_to hold(lock).for_read }
        # Throw latch2 and the writer will wake up and release its write lock...
        latch2.count_down
        wait_up_to(0.2) { good.value == 3 }
        (1..3).each { |n| expect(threads[n]).to hold(lock).for_read }
      end

      it "wakes up waiting writers when the write lock is released" do
        latch1,latch2 = CountDownLatch.new,CountDownLatch.new
        good = AtomicBoolean.new(false)
        threads = [
          in_thread { lock.acquire_write_lock; latch1.count_down; latch2.wait; lock.release_write_lock },
          in_thread { latch1.wait; lock.acquire_write_lock; good.value = true },
        ]
        wait_up_to(0.2) { threads[1].status == 'sleep' }
        # The last thread should be waiting to acquire a write lock now...
        unless Concurrent.on_jruby? # flaky on JRuby
          expect(threads[1].status).to eql "sleep"
        end
        expect(threads[1]).not_to hold(lock).for_write
        # Throw latch2 and the writer will wake up and release its write lock...
        latch2.count_down
        wait_up_to(0.2) { good.value }
        expect(threads[1]).to hold(lock).for_write
      end
    end

    context "#with_read_lock" do

      it "acquires read block before yielding, then releases it" do
        expect(lock).to be_free
        lock.with_read_lock { expect(Thread.current).to hold(lock).for_read }
        expect(lock).to be_free
      end

      it "releases read lock if an exception is raised in block" do
        expect {
          lock.with_read_lock { raise "Bad" }
        }.to raise_error(RuntimeError, 'Bad')
        expect(lock).to be_free
        expect(Thread.current).not_to hold(lock).for_read
      end
    end

    context "#with_write_lock" do

      it "acquires write block before yielding, then releases it" do
        expect(lock).to be_free
        lock.with_write_lock { expect(Thread.current).to hold(lock).for_write }
        expect(lock).to be_free
      end

      it "releases write lock if an exception is raised in block" do
        expect {
          lock.with_write_lock { raise "Bad" }
        }.to raise_error(RuntimeError, 'Bad')
        expect(lock).to be_free
        expect(Thread.current).not_to hold(lock).for_write
      end
    end

    context "#try_read_lock" do

      it "returns false immediately if read lock cannot be obtained" do
        Timeout.timeout(3) do
          latch  = CountDownLatch.new
          in_thread { lock.acquire_write_lock; latch.count_down }

          latch.wait
          expect {
            Timeout.timeout(0.01) { expect(lock.try_read_lock).to be false }
          }.not_to raise_error
          expect(Thread.current).not_to hold(lock).for_read
        end
      end

      it "acquires read lock and returns true if it can do so without blocking" do
        Timeout.timeout(3) do
          latch  = CountDownLatch.new
          in_thread { lock.acquire_read_lock; latch.count_down }

          latch.wait
          expect {
            Timeout.timeout(0.01) { expect(lock.try_read_lock).to be true }
          }.not_to raise_error
          expect(lock).not_to be_free
          expect(Thread.current).to hold(lock).for_read
        end
      end

      it "can acquire a read lock if a read lock is already held" do
        Timeout.timeout(3) do
          expect(lock.acquire_read_lock).to be true
          expect(lock.try_read_lock).to be true
          expect(Thread.current).to hold(lock).for_read
          expect(lock.release_read_lock).to be true
          expect(lock.release_read_lock).to be true
          expect(Thread.current).not_to hold(lock).for_read
          expect(lock).to be_free
        end
      end

      it "can acquire a read lock if a write lock is already held" do
        Timeout.timeout(3) do
          expect(lock.acquire_write_lock).to be true
          expect(lock.try_read_lock).to be true
          expect(Thread.current).to hold(lock).for_read
          expect(lock.release_read_lock).to be true
          expect(lock.release_write_lock).to be true
          expect(Thread.current).not_to hold(lock).for_read
          expect(lock).to be_free
        end
      end
    end

    context "#try_write_lock" do

      it "returns false immediately if write lock cannot be obtained" do
        Timeout.timeout(3) do
          latch  = CountDownLatch.new
          in_thread { lock.acquire_write_lock; latch.count_down }

          latch.wait
          expect {
            Timeout.timeout(0.02) { expect(lock.try_write_lock).to be false }
          }.not_to raise_error
          expect(Thread.current).not_to hold(lock).for_write
        end
      end

      it "acquires write lock and returns true if it can do so without blocking" do
        Timeout.timeout(3) do
          expect {
            Timeout.timeout(0.02) { expect(lock.try_write_lock).to be true }
          }.not_to raise_error
          expect(lock).not_to be_free
          expect(Thread.current).to hold(lock).for_write
        end
      end

      it "can acquire a write lock if a read lock is already held" do
        Timeout.timeout(3) do
          expect(lock.acquire_read_lock).to be true
          expect(lock.try_write_lock).to be true
          expect(Thread.current).to hold(lock).for_write
          expect(lock.release_write_lock).to be true
          expect(lock.release_read_lock).to be true
          expect(Thread.current).not_to hold(lock).for_write
          expect(lock).to be_free
        end
      end

      it "can acquire a write lock if a write lock is already held" do
        Timeout.timeout(3) do
          expect(lock.acquire_write_lock).to be true
          expect(lock.try_write_lock).to be true
          expect(Thread.current).to hold(lock).for_write
          expect(lock.release_write_lock).to be true
          expect(lock.release_write_lock).to be true
          expect(Thread.current).not_to hold(lock).for_write
          expect(lock).to be_free
        end
      end
    end

    it "can survive a torture test" do
      count = 0
      writers = 5.times.collect do
        in_thread do
          500.times do
            lock.with_write_lock do
              value = (count += 1)
              sleep(0.0001)
              count = value+1
            end
          end
        end
      end
      readers = 15.times.collect do
        in_thread do
          500.times do
            lock.with_read_lock { expect(count % 2).to eq 0 }
          end
        end
      end
      writers.each(&:join)
      readers.each(&:join)
      expect(count).to eq 5000
    end
  end

  RSpec.describe Concurrent::ReentrantReadWriteLock, if: (Concurrent::LockLocalVar == Concurrent::FiberLocalVar) do
    include_context TrackedReentrantReadWriteLock

    let(:lock) { Concurrent::TrackedReentrantReadWriteLock.new(Fiber) }

    it "can acquire locks in separate fibers" do
      lock.with_read_lock do
        expect(Fiber.current).to hold(lock).for_read
        Fiber.new do
          expect(Fiber.current).to_not hold(lock).for_read

          lock.with_read_lock do
            expect(Fiber.current).to hold(lock).for_read
          end

        end.resume

        expect(Fiber.current).to hold(lock).for_read
      end
    end
  end
end